Financial Industry Regulatory Authority Finra Email & Phone number of top level executives

Financial Industry Regulatory Authority Finra

The Financial Industry Regulatory Authority (FINRA) is a private, non-profit organization that was created in 2007 to regulate the securities industry in the United States. FINRA is responsible for overseeing more than 4,000 brokerage firms, 630,000 registered securities representatives, and the trading of 12,500 securities firms. The organization aims to protect investors by setting rules and standards that govern the industry, enforcing compliance, and providing educational resources. FINRA also serves as a mediator and arbitrator in disputes between investors and broker-dealers. Ultimately, FINRA's mission is to ensure the integrity of the US securities market and the protection of investors.