Senior - Compliance

wipfliindia· Risk Advisory Services
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📍 Bengaluru, INFULL TIME

About this role

Overview

Essential Responsibilities:

• Review and understand various applicable regulatory compliance regulations, interpret the requirements and check policies, procedures, files and transactions for compliance.• Responsibilities include analysis, problem solving and testing samples of work of others for compliance with underlying regulations and policies and procedures.• Deliver high-quality work products and assist other team members within the service line.• Adhere to the work plan defined by the Senior/Manager• Support the team in providing other compliance related services to financial services and other industry clients as required.• Participate in calls with the onshore (US) team to discuss team progress, quality and productivity.• Team player with good interpersonal and communication skills.Essential Qualifications and Experience:• Master’s or bachelor’s degree in accounting or finance (M. Com/B. Com/MBA). Major in Banking would be a plus.• Minimum 5 years of experience in the banking industry. Experience in reviewing and interpreting regulations, policies and procedures in areas such as deposits, loans, and other banking-related regulations, and verifying compliance with these requirements is strongly preferred.• Familiar with calculation of interest workings• Prior experience of working with overseas teams is desirable.• Experience working with US based financial institutions is an added advantage.

 

Skills and qualifications

• Good spoken and written English• Self-motivated and detail-oriented• Strong desire and capacity to learn• Ability to plan and prioritize multiple projects, follow through on requests, take initiative, work under pressure and meet deadlines.• Able to generate quality work product in a timely manner with strong attention to detail.• Able to communicate well with team members across US and India.• Ability to grasp new things quickly and apply learnings• Team player with strong interpersonal and communication skills• Good knowledge of Microsoft Outlook, Excel and Word, and Adobe. Prior experience with CaseWare is a plus.

 

No. of positions: 01

Work location: Wipfli India, Bengaluru.

Frequently Asked Questions

Is the salary disclosed for the Senior - Compliance position at wipfliindia?
The salary for this Senior - Compliance role at wipfliindia is not publicly listed. Click "Apply Now" to learn more about the compensation package on their official careers page.
Where is the Senior - Compliance position at wipfliindia located?
This Senior - Compliance role at wipfliindia is based in Bengaluru, IN. The position is listed as on-site or hybrid. Check the full job description or apply directly to confirm the work arrangement.
Is the Senior - Compliance role at wipfliindia full-time or part-time?
This is listed as a FULL TIME position. It is posted as a Senior - Compliance role in the Risk Advisory Services department at wipfliindia.
Which team or department does the Senior - Compliance at wipfliindia belong to?
This Senior - Compliance position is part of the Risk Advisory Services department at wipfliindia. See the full job description for more information about the team structure and responsibilities.
How do I apply for the Senior - Compliance position at wipfliindia?
Click the "Apply Now" button on this page. You will be redirected to wipfliindia's official application portal hosted on icims where you can submit your application directly.
When was the Senior - Compliance job at wipfliindia posted?
This Senior - Compliance position at wipfliindia was posted on Jun 27, 2024. Apply as soon as possible — early applications are often reviewed first.
Senior - Compliance
wipfliindia
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